On December 5, 2022, a large telecommunications company (the Company) and the US Securities and Exchange Commission (SEC) agreed to settle long-standing charges that executives allegedly had ...

Codified at 17 C.F.R. § 243.100(a), Regulation FD prohibits public companies from intentionally or recklessly disclosing “material nonpublic information” to select audiences without simultaneously ...

For the second time in as many years, the U.S. Securities and Exchange Commission has slapped a violation for Regulation FD, short for “fair disclosure,” on CRM vendor Siebel Systems. The June 29th ...

In the three years it has been in effect, the Securities and Exchange Commission has brought just four Regulation Fair Disclosure enforcement actions. Its latest, against Schering-Plough Corp. and its ...

There is disagreement among the CFOs on whether the reduction in one-to-one contact with analysts is good or bad. While 10.2 percent consider less contact to be good, 16.3 percent say it’s not. And 26 ...

Six months after the Securities & Exchange Commission (SEC) instituted its fair disclosure regulation, there are still questions. SEC Regulation FD, or fair disclosure requires publicly traded ...

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ANNANDALE, Va. (CBS.MW) -- It's been more than two years now since the SEC instituted Regulation FD. Enough time, therefore, has elapsed to assess its preliminary impact on various stock-picking ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...